2.1 Financial Systems of India

  • Introduction to FS
    • Definition: network of financial institutions
    • crucial roles: mobilize savings, distributing credit
  • Unique Aspects (about india)
  • Challenges
    • Financial inclusion
    • regional disparity
    • regulation
  • Evolution
    • RBI 1935
    • Comm banks, NBFCs etc later came out
  • Importance
    • Support rural and urban sectors
    • Facilitate buziness growth
    • helps implement govt policies
    • ensures access
  • Key Institutions
    • RBI
      • Monetary authority: control inflation and ensure liquidity
      • Regulators of Banks: oversees functions of FIs
      • Currency Issuers: All currency notes except coins issued by RBI
      • Foreign Exhcange Manager: Manage foreign exchange reserves
      • Ensure financial stability
    • Commercial banks
      • Main source of financial services
      • Public Sector
        • Owned by govt
        • SBI, PNB, Bank of Baroda
        • Extensive network. especially in rural and semi-urban
      • Private Sector
        • HDFC,
        • efficiency, use of tech
      • Importance
        • Gives a lot of features
        • mobilize savings, and provide credit to individual business
        • Giving access to those who don't
    • NBFC
      • don't have a banking license
      • underserved by traditional banks
      • grown in microfinance, vehicle loans
      • Cannot accept demand deposits
        • They rely on borrowings to fund activities
    • Insurance Companies
      • manage risk
      • regulated by IRDAI (Ins Regulatory and Dev authority in India)
      • Life insurance
        • in the event of death, savings and investment plans
      • Non-life
        • health, vehicle, property
        • Bajan Allianz
      • underpenetrated in India
      • Provides a safety-net (financial stability)
    • Capital Markets
      • Raise long-term capital from money
      • SEBI (securities and exchange board of India)
      • BSE
        • Est 1875
      • NSE
        • 1992 est
        • Electronic Trading
      • Growth of India's corporate sector
      • IPO has seen significant activity
      • SEBI's role
    • Corporate Banks and Regional Rural banks
      • rural and semi-urban
      • agricultural
      • Corporate banks
        • jointly owned by members
      • RRB
        • Promote financial inclusion
        • sponsored by larger comm bansk
        • mandated to serve rural comm
  • Banking System in India
  • Structure and types of banks
    • Commercial banks (saving acc loans, reg by RBI)
    • Cooperative banks (operate in rural and semi-urban areas) regulated by RBI and state government
    • RRB (1975 by govt)
    • Development banks
      • Long term finance: infra, agro, industry
      • NABARD
      • sidbi
    • Foreign Banks
      • serve high net worth individuals
      • maintain global standards
    • Payment Banks
      • Paytm & airtel payments bank
      • Cannot lend money
  • Public vs private
    • Public sector banks
      • Owned and operated by the government
      • Injects capital into government when dealing with non-performing assets
      • dominate in terms of share size and outreach
    • Private sector banks
      • more competitive and consumer focused
      • use of tech
      • dominate in terms of profitability and innovation
  • Role of foreign banks in India
    • Cater to high net worth indiv, MNCs
    • Citibanks etc
    • Trade finance, wealth management, investment banking with global best practicies
    • Don't have a large outreach
  • Importance of Financial Inclusion
    • PMJDY, 2014 (millions of bank accounts opened)
      • Access to credit,
      • saved from informal money lenders
  • Recent reforms
    • to improve efficiency
    • Bank Consolidations
      • Marge weakter public sector banks with its more stable ones
    • Bad Bank Proposal
      • Transfer bad loans from Comm banks to Loan recovery entity
      • Free up comm banking to focus on fresh lending and growth
    • Digitization of Banking services
      • UPI (NPCI): peer-to-peer and merchant payments
  • Challenges
    • NPAs
      • Overdue for 90 days or more.
      • Causes
        • poor lending practices
        • Overexposure to high risk structures
        • delays in project executions
        • econ slowdown
        • political interference and weak govt structures
      • Example: Gross NPAs of banks crossed ₹10 trillion in 2018
      • Impact:
        • limit lending ability
        • increase fiscal burden
      • defaulted loans and reduced banks' ability to lend
      • On-going battle Govt + RBI
    • Technological Disruption
      • Cybersecurity threats
      • Maintain dat privacy
    • Regulatory Compliance
      • RBI, SEBI, IRDAI
      • Fragmented
      • Lack of coordination
        • e.g. Overlap SEBI and RBI (confusion about division of responsibities)
      • Impact:
        • stifle inovation
        • lack of trust
      • striking right balance between growth and compliance
    • Financial Inclusion
      • Why?
        • large portion is outside.
        • PMJDY
          • but fails due to financial illetracy
          • poor infrastructure
          • reliance on informal credit systems
        • Example
          • WBG Findex Database (2021)
            • 20% of India's adult pop is unbanked
            • Impact: hampers econ growth,
              • vulnerable to financial instability
      • Need innovation
      • still not there yet
    • Fintech disruptions & Cyber risk
      • Outpace regulatory frameworks: cybercrime and privacy is a real deal
      • Impact:
        • Vulnerable & operational risks exists
        • Critical to be addressed for sustainable growth
    • Global Integration & Volatility
      • external shocks: trump
      • depends on Foreign investments
      • E.g.
        • 2013 Sharp depreciation of Re. (Taper Tantrum)
        • COVID-19 Pandemic caused global financial markets to plunge
      • need to develope mechanisms for managing shocks
      • strengthen domestic boand market.
  • Opportunities
    • Digital transformation & Fintech growth
      • innovations like blockchain can transform
      • microlending
      • aadhar and UPI
      • e.g.
        • PayTM and PhonePe grew a lot
      • Continious innovation can reduce transaction cost and improve efficiency
    • Strengthening the coporate bond market
      • remains underdevleoped compared to other countries
      • diversify financial ecosystem
      • Enhance capital access, improve foreign investment
      • Impact:
        • stress and foster inclusive growth
    • Financial Inclusion govt schemes
      • Expand reach of financial services
      • Leverage tech to offer low-cost savings
      • PMJDY: 430 mil bank accounts
      • innovations in digital lending
      • reduce poverty, improve overall econ stability